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Dodd-Frank: The Key to Compliance Success
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More than 200 new or changing regulations will ultimately flow from Dodd-Frank, and it's fair to say that the financial services industry stands to be the most affected; nearly 200 regulatory updates and 20 new rules will directly affect financial institutions.
Articles include:
Dodd-Frank Pushes Content and Records Management to the Fore
Evolving Content and Records Management Best Practices
Customer Communication Means Hitting a Moving Target
Alternative Investment Providers: a New Regulatory Era Dawns
Systemic Risk Monitoring the Coming Burden
OTC Derivatives: A Modern Big Bang
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